Inequality and Violence (Final)

To sum up the previous posts.  Scheidel offers three reasons to think that violence leads to decreased inequality of both wealth and income.

  1. The sheer destruction of wealth by violence. Since the wealthy have more to lose, if you destroy a lot of wealth, the gap between those with a lot and those with a little will be closed to some extent.  Even the 2008 financial collapse led to a short-term diminution of the percentage of US total wealth owned by the top 10%.  The decrease was not huge, and the lessening of the gap was only temporary (lasting about 18 months), but there was a dip.  The more prolonged and extreme destruction of wealth of the world wars, especially of World War II, was an equalizer (again, only to a certain degree, but of a degree unseen in the West over the past four hundred years).
  2. Income disparities are lessened when labor becomes relatively scarce and can, thus, command larger wages. Total warfare of the 20th century variety renders labor scarce.  There is more work to be done than hands to do it—and thus incomes rise for those lower down the ladder.


  1. Total war also has, to some extent, a “moral” effect—or perhaps it is only a prudential one—in that the wider distribution of economic benefits (accompanied by a sense that all should also share in necessary sacrifices such as rationing and the provision of sons to the military) is seen as “fair” and as conducive to patriotic solidarity for the duration. The programs put in place to achieve that wider distribution take a fairly long time to dismantle—if we can generalize from the experience of the post-World War II years.

There seems to me a fourth way to account for (at least in the 20th century context) the connection between total war and greater economic equality.  War seems the only pretext for confiscation of wealth and for sharply progressive income taxes that serves to bring modern democracies to enact those measures.  If capitalism tends toward growing accumulations of wealth in the hands of the few and to sharp differentials in incomes, then only confiscation of wealth can undo accumulation and only progressive income taxes can lessen the effects of widely unequal wages.  Again, Scandinavia may offer the exception here, a place where the need to finance a generous welfare state was enough to put high taxes on both wealth and income into place.  But Scandinavia aside, the US and the UK only had high tax rates in the 1950s and 1960s as left-overs from the war effort.   Nations will confiscate wealth to pay for war–and not for other goals.

There is the revolutionary alternative.  The Russian and Chinese Revolutions did confiscate accumulated wealth.  But doing so required massive violence—either through the outright murder of those who held the confiscated property or by driving the wealthy into exile with much of their wealth left behind.  As Machiavelli already suggested, the wealthy will in most (although not all) cases fight to the death to maintain their wealth—although it is also fair to say that in Russia and especially China the revolutionary regimes preemptively assumed the rich would fight for their wealth and put them to death before they had much chance to take up arms.  American slavery appears another similar case.  Confiscation of the wealth represented by slaves could only be effected through violence.  And if we want to be really brutal about it, we could say that the American Civil War (a rich man’s war, but a poor man’s fight) left the old slave-owners in place and thus did not effect the social revolution required to actually place the enslaved on any kind of equal footing with the slave-owners even after emancipation.  The point: it is not clear that you can confiscate wealth on a large scale and still actually retain the formerly wealthy as citizens in your new regime.  They are very unlikely to come over to your side, becoming instead the reactionaries of the equalizer’s nightmares.

The challenge, then, today is to get enough political support—and, perhaps more importantly, enough political power—to enact the kind of wealth and income taxes that the experts (including Thomas Piketty) say would be needed to reverse the increasing economic inequality in the West.  Opinion polls seem to suggest that a majority of Americans favor higher taxes on the top 15%, but the majority doesn’t hold the power (currently) in the US to put such aspirations into law or practice.  Lots of reasons for that lack of power, but capital flight (in all its varied forms) is not the least among them.  Democracy (political power) is currently subservient to economic power.

I want to make two further points to bring this thread to a conclusion.  Violence is connected with the lessening of inequality, because that lessening (it seems) always requires bringing the wealthy down.  This, of course, is the cry of conservatives, who attribute the project of equality to “envy” and see that project as always about making some people worse off without ever doing anything to make others better off.

The leftist utopia, on the other hand, depends on not shrinking the overall pie, but of distributing its pieces more equitably. Here we get into the territory of Rawls max/min—how much inequality should we tolerate in order to maximize the overall (national) wealth, the amount that can be distributed.  Conservatives, of course, like to insist that the only things holding back even greater production of wealth are high (disincentivizing) taxes and excessive regulations.  Take off those restraints—and we’d see the market really take off, to the benefit of all. (And like my colleague on rural electrification, the conservative will say that inequality doesn’t matter at all.  It is just the raising of the floor, the availability of various benefits of prosperity to all that matters.  Even if the rising tide makes the rich richer, it will also make the poor better off.)

But liberals can also have their own versions of models that see economic growth as a cure for our ills.  We could lessen the pain (and conflict) of confiscation if somewhat more progressive taxes were joined to economic growth managed in such a way that the gains went mostly to those at the bottom.

This is where Piketty’s work becomes important.  Straightforwardly, he tells us that you can’t grow your way into greater economic equality unless the rate of return on capital is less than the economic growth.  So long as R>G (i.e. return on capital is greater than growth), all growth will only increase inequality.  And Piketty’s lesson is that it is just about completely impossible to make R<G in the absence of high taxes that undo what the market will do of itself—which is increase inequality.  You have to confiscate market-derived income and wealth to counteract the market dynamics that always (except in periods of massive catastrophe like the world wars and the great depression) lead to ever larger concentrations of wealth.  On that, Piketty in telling us, Marx was right.

Scheidel—and this is my second (and last) point—wonders if Marx was right about the dynamic that pushes wages ever lower and lower.  Absent catastrophes, are there any governors that would keep us from returning to the conditions in 1840 Manchester and 1890 East London?  Scheidel attacks this question by pondering what is the maximum inequality that a society could reach before failing to reproduce itself.  In other words, how high a rate of inequality is sustainable.  His answer is: quite high.  The current US GINI coefficient is about 48, as is China’s.  Norway is 27, France 30, Brazil 49, Columbia 54, and South Africa 63.  Through a series of mathematical calculations that I admit are beyond my ability to follow, Scheidel believes that a GINI coefficient of 60 is very close to “the level of inequality at which current levels of output could no longer be attained” (453).  At the other end of the scale, he also concludes that “in market economies, disposable income inequality needs to be significantly above zero in order to sustain his levels of per capita output” (456).  He suggests that a GINI coefficient of 10 designates a floor (where, we should recall, a GINI coefficient of zero represents total equality).  Thus, modern economies operate within an “inequality possibility space” between 10 and 60 on the GINI scale.  The US has moved from a GINI of 35 in 1979 to one of 48 in 2017.  So, apparently, [if Scheidel is right about the upper limit] we have room to continue the accumulation of wealth and income in the upper echelons that has characterized the last forty years.

As with climate change, the question is whether there are any political forces organized and powerful enough to reverse current trends.  Or are we doomed to keep traveling in the direction that we have been going?

Violence and Inequality (Part Three)

Continuing my engagement with Walter Scheidel’s The Great Leveler: Violence and the History of Inequality from the Stone Age to the Twenty-First Century (Princeton UP, 2017).

A colleague of mine who teaches about the dynamics of violence was very dismissive of Scheidel’s book.  He claimed it was simply wrong—and explained he hadn’t read the book because its thesis was so patently absurd.  He reasoning: there has never been violence on a scale massive enough to effect the kinds of redistributive effects that Scheidel reports.  Unfortunately, our conversation then got sidetracked by another colleague who was present and disputed Scheidel’s thesis by pointing to rural electrification.  Poverty in the American South was greatly reduced by the watershed event of introducing electricity—and that had nothing to do with violence.

So what does all this lead me to say?  First, if technology makes something like electricity cheaper and thus more widely available, that doesn’t mean that inequality (which is always relative, not absolute) was lessened.  My colleague’s response to that was: then why does inequality matter? A good question.  It is the case that, as Branko Milanovic is fond of pointing out, even the poorest person in the United States is better off than 40% of the world’s population.  So, if extreme poverty doesn’t exist, why care about the distribution of goods and wealth?

The response comes in two varieties, it seems to me.  First response: I do think there is what I have come to think of as “bottom-line minimalism.”  That is, prior to worrying about equality per se, there should be the establishment of a “floor” below which no one is allowed to live.  The floor would be a package of basic goods, including food, shelter, health care, access to education, old age pensions and the like.  Since the funding for such a universal floor would have to, in large part, come from taxation, it seems likely that a robust social democracy will have less inequality than a less robust one—as well as lower levels of poverty.  Such is demonstrably the case in the contrast between European countries like France and Norway with the UK and the US.  But, once the floor is adequately funded, we could wipe our hands and have no further interest in reducing inequality.

The second response is to consider the social ills attendant upon inequality.  Now it may be hard to separate those ills out from absolute, as opposed to relative, inequality.  So, for example, the poor have a much shorter life expectancy than the rich in the US for a host of reasons.  Perhaps a basic package of guaranteed goods would close that gap.  It also seems demonstrably true to me (although I haven’t seen anyone make this argument—and thus prove my intuitions here) that inequality of the sort now prevalent in the US is a major cause of homelessness.  The reasoning goes like this: it obviously makes sense for any industry (in this case real estate and home construction) to go for the customers who have money.  At the same time, the more disposable money the people at the top have to spend, the more likely they are to spend it on real estate.  The rich now regularly have five homes or more.  Furthermore, as is well attested, global inequality leads to foreign money coming into the housing markets of Vancouver, Auckland, London, New York, and Los Angeles.  Housing prices are driven up; those providing housing have every incentive to concentrate on the high end of the market, while those whose income and wealth in increasingly a smaller fraction of the top earners are priced out.  The same sort of argument—attuned to the differences in the market in each case—might be made about health care and higher education.

Now I believe that in all of these goods—health care, higher education, and housing—we have markets that produce “artificial scarcity.”  There is no reason quality health care, quality education, and decent housing could not be widely available, instead of rationed as they currently are.  But when that scarcity (or, in the case of housing and education, the willingness, even desire, of the rich to pay very high prices for the luxury version) skews the market, we should fully expect that market to pay little attention to providing goods at the low end.  That task is left to “public education,” “public housing,” and “public hospitals,” all of which have been starved for funds ever since the neoliberal counter-revolution began in the mid-1970s.  It is impossible to decouple the US’s inability to solve its housing crisis, and to reverse its horrible health care record (when contrasted to every other “rich” country in the world) from the fact of the growing inequality in the distribution of income and wealth since the 1970s.  The two are certainly correlated even if the exact causal relation between them can’t be fingered.

None of this is exactly news.  What my first colleague’s objection to Scheidel’s thesis puts into question is how and why “the great compression” of 1914 to 1970 occurred.  Basically, given the size of the world’s population post-1800, the amount of violence required to substantially lower inequality is just about impossible to achieve.  World War I, along with the Spanish flu of 1918-1919, killed approximately 50 million people.  The population of the world in 1900 is reported as 1.6 billion people.  Therefore, the death toll is about 3% of the world’s population.  Compare that to the 33% decrease in population Scheidel attributes to the Black Death.  (As a side note, it is precisely the huge increases in population after 1800 that underwrite Steven Pinker’s insistence that violence has greatly decreased in the modern era.  The numbers required to show that a large percentage of people die violently are now simply massive.)

So: the violence of the 20th century does not seem large enough to create the kind of labor shortages that Scheidel associates with the Black Death.  In that case, his argument is that laborers are placed in a better bargaining position when they are in short supply and, thus, inequality drops because wages go up.  (A kind of reverse of Marx’s notion of the vast reserve army of the unemployed.)

But Scheidel’s argument about the effects of 20th century violence, in fact, seems to go in another direction.  The key feature of the 20th century wars is mass mobilization.  Thus the leverage the poor acquire stems from the need for their whole-hearted support of the war effort.  Governments feel compelled to assure that wages outstrip the inevitable war-time inflation and that government regulation tamps down “wartime profiteering.”  Such measures to equalize (if only moderately) rewards across the board then carry over into peacetime—for at least a period of time (about 30 to 40 years in the aftermath of World War II).  The dynamic is perhaps best represented by the famous Beveridge Report of December 1942 in the UK .  But there was also FDR’s “second bill of rights” in his 1944 state of the union address.  (Of course, the Beveridge Report was, to a large extent, implemented, whereas FDR’s ambitious program died aborning.)  So it is not the number of deaths that is so crucial as the scale of mobilization, which then exerts pressure to heighten national solidarity by moving the nation in a demonstrably more equal direction.  The issue then becomes whether there is anyway, short of war, to produce the kind of impetus toward lowering inequality.  The depressing evidence is No.  Climate change certainly doesn’t seem to be doing the trick—even though a goodly majority now say they favor a “green new deal.”  William James’s hope for a “moral equivalent of war” keeps resurfacing in different guises.

Which now leads us back to another argument against relative inequality, even where absolute poverty has mostly been eliminated.  The top 1% in the US now (according to some reckonings) pay 40% of the cost for American electioneering.  Although goodly majorities favor increased taxes on the wealthy, the political likelihood of raising taxes is fairly slim.  We don’t have a democracy, but a plutocracy.  And that has deleterious effects in all kinds of ways, including an inability to respond to things like climate change and our housing crisis.  It is the inequities in power that unequal wealth breeds that are one possible objection to economic inequality.

I will end here today.  The question Scheidel poses is whether, apart from historic moments of great violence, there is some other form of pressure that would move a state to adopt measures that distribute economic goods more equitably.  I assume the history of the establishment of social democracy in Scandinavia would be most relevant here—and will admit to total ignorance of that history.  Sweden did not participate in either World War I or World War II.  The goal remains some non-violent alternative, some form of concerted democratic action, that could change the economic order—with its relentless (over the past 40 years) increase of inequality.  The civil rights movement which, in so many ways, serves as the model for such democratic action was fairly successful is winning increased political rights for African-Americans.  But it was a dismal failure in its efforts to improve the economic standing of blacks.  By all measures (except for the existence of a small black upper and middle class), blacks in the US today are no better off than they were in 1960.

Violence and Inequality (Part Two)

The thesis of Walter Scheidel’s The Great Leveler:  Violence and Inequality from the Stone Age to the Twenty-First Century (Princeton UP, 2017) is easily stated: “Thousands of years of history boil down to a simple truth: ever since the dawn of civilization, ongoing advances in economic capacity and state building favored growing inequality, but did little if anything to bring it under control.  Up to and including the Great Compression of 1914 to 1950, we are hard pressed to identify reasonably well attested and nontrivial reductions in material inequality that were not associated, one way or another, with violent shocks” (391).

In particular, Scheidel says there are four kinds of “violent shocks” (he calls them the four horsemen): war, plague, system or state collapse, and violent revolution.  But it turns out that not even all instances of those four can do the job of reducing inequality.  The violent shocks, it turns out, must be massive. Only “mass mobilization” wars reduce inequality, so (perhaps) only World War I and, especially, World War II actually count as doing the job.  The Napoleonic Wars clearly do not–and it is harder to tell with the possible mass mobilizations in the ancient world.

Similarly, except for the Russian and Chinese revolutions of the 20th century (both of which caused, at the minimum, fifteen million deaths), revolutions rarely seem to have significantly altered the distribution of resources.  The Black Death (lasting as it did, in waves, over at least eighty and perhaps 120 years) and perhaps similar earlier catastrophic plagues (of which less is certainly known) stand as the only examples of leveling epidemics.  For system or state collapse, we get the fall of Rome—and not much else that is relevant since then, with speculations about collapses prior to Rome and in the Americas (Aztecs and Incas) where (once again) the available evidence leads to conjectures but no firm proofs.

Where does that leave us?  In two places, apparently.  One is that inequality leveling events are rare, are massive, and are, arguably, worse than the disease to which they are the cause.  Also, except for the revolutions, the leveling effects are unintentional by-products.  Which leads the second place: the very conservative conclusion (much like Hayek’s thoughts about the market as being beyond human control/calculation or T. S. Eliot’s similar comments about “culture” being an unplanned and unplannable product of human actions) that, although the creation of inequality is very much the result of human actions that are enabled and sustained by the state (i.e. by political organization), there is little that can be done politically (and deliberately) to reduce inequality.  Scheidel is at great pains to show a) that even the great shocks only reduce inequality for a limited time (about 60 to 80 years) before inequality starts to rise again; b) that the various political expedients currently on the table (like a wealth tax of the kind Elizabeth Warren is proposing or high marginal tax rates) would lower inequality very slightly at most; and c) that the scale of violence required to significantly lower inequality (as contrasted to the marginal reductions that less violent measures could effect) is simply too horrible to deliberately embrace as a course of action.

So the conclusion appears to be: bemoan inequality as much as you like, but also find a way to come to terms with the fact that it is basically irremediable.  Scheidel is good at the bemoaning part, portraying himself as someone who sees inequality as deplorable, even evil.  But he is just as resolute in condemning violence aimed at decreasing inequality.  So his unstated, but strongly, implied recommendation is quietist.

In line with my ongoing obsessions, the book appears to reinforce what I have deemed one of the paradoxes of violence: namely, the fact that the state is undoubtedly a constraint upon violence even as states are also undoubtedly the source of more violence than non-state actors.  In the new version of this paradox that Scheidel’s book suggests, the formulation would go like this: the state enables greater economic activity/productivity while also enabling far greater economic inequality.

Yet the state’s enabling of inequality doesn’t work the other way.  It seems just about impossible to harness the state to decrease inequality—except in the extreme case of war.  World War II certainly bears that out in recent (the past 300 years) history.  The US (in particular) adopted (in astoundingly short order) a very communistic framework to conduct the war (with a command economy in terms of what was to be produced and how people were to be assigned their different roles in production, along with strict wage and price controls, and rationing).  It would seem that the war proved that a command economy can be efficient and, not only that, but in times of dire need, a command economy was obviously preferable to the chaos of the free market.  The war effort was too important to be left to capitalism.  But outside of a situation of war, it has seemed impossible to have the state play that kind of leveling role, strongly governing both production and distribution.  Why?  Because only war produces the kind of social solidarity required for such centralized (enforced) cooperation?  To answer that way gets us back to violence as required—because violence is a force of social cohesion like none other.

To phrase it this way gets us back to an ongoing obsession of this blog: the problem of mobilization.  How to create a sustainable mass movement that can exert the kind of pressure on elites that is required to shift resources downward?  If violence as teh source of cohesion for that movement is taken off the table, what will serve in its place?  Which also raises the thought of why nationalism is so entangled in violence and in rhetorics/practices of sacrifice.  The means by which social cohesion is created.  Maybe that’s the “numinous” quality of violence to which Charles Taylor keeps gesturing.  A kind of Durkheimian creation of the collective, a way of escaping/transcending the self.

A different thought: Scheidel makes a fairly compelling case (although it is not his main focus) that the creation of inequality is itself dependent on violence.  Sometimes the violence of appropriation is massive–especially in the cases of empires which are basically enterprises of either outright extraction (carting off the loot) or somewhat more indirect extortion (requiring the payment of “tribute” in return for peace/protection).  Or sometimes the violence of appropriation is less massive and less direct.  But appropriation still requires a state that, in the last instance, will protect appropriated property against the claims of those who see that appropriation as either unjust or as inimical to their own interests.  In short, the power of the state (a power that resides, to at least some extent, in its capacity for violence and its willingness to put that capacity into use) is necessary to the creation and maintenance of inequality.  So, in one way, it seems like a “little” violence can get you inequality, but it requires “massive” violence to dislodge that inequality in the direction of more equality.  And it is this difference in scale that places the exploited in such an unfavorable position when it comes to remedial action.

Of course, the growth in inequality since 1980 in the US was grounded in legal instruments and institutional practices.  The increasing power of employers over employees, the prevention of the state from intervening in massive lay-offs or equally massive outsourcing, the onslaught of privatization and deregulation (or lax enforcement of existing regulations), the legalization of all kinds of financial speculation and “creative instruments” etc. etc. was all accomplished “non-violently” through a classic “capture of the state.”  This is what inspires the most radical leftist visions; the left seems utterly paralyzed as it witnesses all these court cases, new laws, revisions of executive practice, a paralysis generated by the fact that the shifts of power and wealth to the top 10% are all “legal.”  The radical claims there is no “legal” room left for the radical egalitarian to occupy.  The system is so corrupt that it offers no remedies within its scope.  But the distaste for massive violence (here is where Scheidel is relevant) appears to take extra-legal methods for change off the table.



Violence and Inequality

Mollie Panter-Downes wrote a weekly letter from London for the New Yorker during the course of World War II.  On April 29, 1945, with the end in sight, she writes of the Budget report just released: “The figures on net incomes, prewar and war, which were given in the Budget provides much food for brooding in the clubs.  Seven thousand people had net annual incomes of six thousand pounds and over in 1939, the report said, but there were only eighty in the category in 1943.  The figures showed an increase of three million persons in the group which earns between two hundred and fifty and five hundred pounds a year.  Some of the things that Socialist orators in Hyde Park have long been clamoring for on Sunday mornings seem to have come about not through a bloody revolution but through a very bloody war” (London War Notes [London: Persephone Books, 2014]: 452-53).

To begin with an irrelevancy: I can’t help but be astonished by the numbers.  Six thousand pounds at the high end; two hundred fifty pounds as a decent income!  The UK National Archives website has a handy currency converter that tells me 250 pounds in 1945 had the purchasing power of approximately 9000 pounds in 2017. (Hard to believe you could live on 9000 pounds in 2017 England.  Double that–i.e. 500 1945 pounds–might just barely keep you in house and food.) That means 6000 pounds in 1945 comes out to 216,000 pounds in 2017 dollars.  And an income of 6000 pounds is 24 times greater than one of 250 pounds.

So: three things to note.

  1. Pretty substantial inflation between 1945 and the present—after a very long run of non-inflation and, in fact, slight deflation between the Napoleonic wars and World War II (about 125 years).

2.  The number of the population receiving high incomes is very, very small.  Seems hard to believe.  Only 7000 people at the top income level in 1939?  When there are at least 3 million lower wage earners.  That works out to two tenths of a percent at the top income level.  Digging around a bit, (one good source: I get these historical figures for the UK:

The top 10% had 35% of all incomes in 1939; 22% of all incomes in 1972; and it was back up to 35% in 2016.  The top 1% had 19% of total income in 1913; it had sunk all the way to 6% in 1972; and was up to 15% in 2010.  (We can safely assume it is a point or two higher in 2019.)

What do those figures tell us?  Basically that, for the UK at least, the very high level of income inequality that prevailed prior to the triple whammy of World War I, the depression, and World War II has almost been completely reestablished since 1972.  This result, of course, should not surprise us.  It is what Thomas Piketty and his various colleagues have been telling us for the past ten years.

But these figures suggest that more than 0.2% of the population were earning the top incomes in 1939.  And they also suggest that some of those top incomes must have been substantially higher than 6000 pounds—which is only 24x greater than 250 pounds (a laughable figure by 2019 standards when CEOs earn 250x and more than the average worker.)

  1. Walter Scheidel, a historian at Stanford, set out to test Piketty’s theses about the fluctuations of income and wealth inequality in the largest possible historical frame. Scheidel’s fascinating (and deeply depressing) book is The Great Leveler: Violence and the History of Inequality from the Stone Age to the Twenty-First Century (Princeton University Press, 2017).  Panter-Downes, in 1945, already recognized what Piketty was to assert in his 2014 Capital in the Twenty-First Century (Harvard University Press): the “great compression” of the years 1914 to 1970, the dramatic decrease in income and wealth inequality in the middle years of the 20th century, were the direct result of long and bloody wars.  Europe in the 20th century conducted a huge potlatch, a wanton destruction of vast amounts of wealth.  And since the already wealthy had the most to lose since they possessed the most at the outset, the outcome was a general leveling.   When we recognize that 1972 marked the pinnacle of economic equality in countries like the UK and the US, the counter-revolution begun in the Thatcher and Reagan years comes into sharp focus.


I am going to write at length about the Scheidel book, but will leave that to the rest of this week.

The Sam Saga

UNC Chancellor Carol Folt resigned yesterday—and took the remnants of the campus’s Confederate monument out the door with her.

While the UNC system’s Board of Governor’s met in an emergency session to discuss “Chapel Hill leadership,” Folt stole a march on them, announcing her resignation and her order for the removal of the toppled statue’s still-standing pedestal to an undisclosed location, before the Board’s meeting ended.

Campus work crews had dismantled the pedestal and hauled it away by midnight last night.

Good on her.

The Chancellor has now committed her own act of civil disobedience.  I wonder if there will be calls to prosecute her.  To the best of my knowledge, the law that forbade removal of monuments did not specify the sanctions for those who broke it.  The Gordian knot of the statue was always there to be undone by Folt; it always seemed it would be a trade of her breaking the law in return for losing her job.  She waited a long time–perhaps until the very last moment–to take that step.  But surely there will be those on the right who think her losing her job is not punishment enough.

Now is not the time, it seems to me, to repine over what could or should have been.  Instead, we should accept where things currently stand and, as a campus, stand braced to fight back against any retaliatory actions coming from the BOG.  Reviling the BOG or speculating about what it has or will do is also not very useful in my view.  But we should be clear that BOG is not in our corner and that its actions must be carefully monitored and steadily resisted.

In the meantime, all honor is due to Maya Little and her many allies.  They forced the issue.  Resolute action triumphed over dithering.  What a lovely, perfectly expressive, word: dithering.

Broken America

At the MLA Convention, I picked up a book from Penguin with the title Tales of Two Americas: Stories of Inequality in a Divided Nation, edited by John Freeman.  The book collects various vignettes, along with some poems and longer essays, on life in these Untied States by a set of novelists and poets.  They are almost completely free of attempts to generalize; instead, they just focus in on particular stories set in particular places, almost all of them (reflecting their writers’ own lives) in cities.  They are consistently well-written and moving.

In his introduction, Freeman writes:  “America is broken.  You don’t need a fistful of statistics to know this.  You just need eyes and ears and stories.  Walk around any American city and evidence of the shattered compact with citizens will present itself.  There you will see broken roads, overloaded schools, police forces on edge, clusters and sometimes whole tent cities of homeless people camped in eyeshot of shopping districts that are beginning to resemble ramparts of wealth rather than stores for all.  Thick glass windows and security guards stand between aspirational goods and the people outside . . .” (x).

I don’t know why such a stark statement of the case should shock me.  And shock isn’t exactly the right word anyway—unless it is the shock of recognition.  Still, there are the multiple ways we all find everyday to evade this knowledge, the ways we carry on our normal lives and try to ignore the fact that our politicians refuse to face up to even the most glaring of our nation’s problems, and that our media/culture never focuses on anything substantive, and that our elites work hard to make things worse even as they spin tales about how they are making things better.  We think of emergencies of the past—the Depression, World War II—and imagine a nation actually focused on the real issues and determined to roll up its sleeves to address them.

Maybe that’s a fantasy, but FDR (for all his faults) did things—and he had a solid majority urging him to do those things.  Today, instead, a strong minority (and one that has power beyond its numbers due to gerrymandering and the undemocratic Senate) aims to take away the healthcare subsidies and food stamps that are just about the last meager help offered to the most destitute.  There appears to be an absolute refusal to even acknowledge the suffering at the bottom of our society.  And it is that refusal, along with the fact of the suffering, that marks America as broken.  The old conundrum of poverty amidst plenty stalks the land.  How can we be so rich and so mean at the same time?  How is it that we use our resources so foolishly?






Kim Evans Responds

Here’s is Kim’s correction of my mis-understanding of her project.

Dearest John,

Many thanks for the shout out! I’m intrigued by your account of my argument and your response to it—which has sent my head spinning (not in an unpleasant way). Here are a few initial reactions, and since you paint the scene with a useful mix of the personal and the intellectual I’ll respond in kind.

First, you have perfectly captured the gist of our not-wasting-any-time-with-chit-chat encounter: that by changing the original meaning of “noumena” from “that which is thought” to his own “things as they are, independent of observation,” Kant not only altered (detrimentally) the trajectory of thought in the modern era but also created the conditions for our enduring misreading of Plato. Ironically, Plato gets the rap for Kant’s dualism.

However, I did *not* say (as you report) that “we should understand the Forms as the concepts by which we (humans) grasp things.” I’m sorry to be so fastidious on this point, but something I find preoccupying is how confused many people have become about concepts (or what it means to have the use of a concept) and concept formation. The confusion is largely due (thanks for nothing, Kant!) to the belief that concepts are formed in the individual theater of the mind. You are still reading Kant or operating out of a set of assumptions established for you by philosophers in the modern era (after the defining work of Descartes and Locke) when in the second half of your post you object to what you call my idealism or worry about the way that all this talk about concepts “confines humans within the boundaries of our languages.” This Kantian view of concepts (as an activity of mind) simply does not map onto the view we find in Plato’s writing. Plato calls attention to the world of forms in order to help us see how language actually works. And discovering how language actually works, according to good readers of Plato (like Wittgenstein) and good readers of Wittgenstein (like Bernard Harrison), helps us to see how a) the “meaning” of a word or linguistic expression—“whale,” for example—doesn’t come, as it were, from Nature and it doesn’t come from Mind; it comes from the role the world plays in language, and b) the meaning of a word can’t be divorced from the wide array of socially devised and maintained practices in which the speakers of language are engaged.  This should come as an enormous relief to anyone who wishes, as you do, to emphasize the central importance of practices in the formation of concepts. I could also say here that something you presumably like about Wittgenstein is that he both denies the existence of a referential relationship between words and things and at the same time dispels the view that language is self-referential, the meaning of its signs established by nothing more than the history of language. But for goodness’ sake let’s please finally concede that this is in fact the position of the classical realists and their best readers (like C. S. Peirce)—though this will presumably only happen when we get back to reading Plato’s dialogues instead of using him as a foil.

SO, to repeat, I did not say that “we should understand the Forms as the concepts by which we (humans) grasp things.” After all, we’ve never had any problem grasping things! The matter that needs explaining is how we grasp thoughts (or the thoughts our words express, which all together make up what Plato called the noumenal realm) and also how the thought a word expresses is affected by or sedimented out of our undeniable placement in the phenomenal realm or world of empirical objects, forces, etc.

The formulation I prefer (and if I get hit by a bus tomorrow, would like to be remembered by) is this one:

For Plato, the real world is the world of things signified by the signs in our language. 


The things signified by the signs in our language (“the living whale in his full majesty and significance” in Melville’s signature expression, when the sign is “whale”) are what Plato calls real.

What I like about this formulation is that it gets us away from all the garbled transcendentalism misleadingly associated with Plato but really pushed by philosophers in the modern era (for example all the talk about the “stability” of the forms) and back to the view, which is the view we get from reading Plato’s dialogues, that our concepts are in motion. (They are in motion because they are always being revised and added to, as you say, but this does not make them subjective. For Plato concepts are not private but public.)

Now, there is something else at work here that I think is worth remarking on. In your post you comment on your reading habits (that you only skim the news but prefer to read books, the longer the better) and you reference (with sympathy or shared feeling, I think) my remark that the sound of not reading is what we mostly hear. But then, after introducing my position (as found in my MLA talk, but given full development in my new book, One Foot in the Finite: Melville’s Realism Reclaimed) you go on to spell out a difference you see between your position and mine on the grounds that what I say about concepts has not taken enough account of practices. But good god, man! As the author of a book about, precisely, the relationship between concepts and practices or the materiality of our conceptual lives (through the lens of Melville’s Moby-Dick, the most practice-aware study of concepts in all recorded thought!) I’m puzzled by your account. I can only imagine that you are not reading all of the book in which the view you characterize is laid out. This would be perfectly understandable, given the demands of life. Even the most intelligent and serious of readers learn to make use of reviews, rumors, and what they can glean from titles. (And speaking of reviews, I’ll paste below the first few paragraphs of one of the reviews of One Foot so that you don’t have to take my word for it on the question of my focus on practice.) But I am nevertheless interested in the likelihood of people not reading because not-reading seems to have become the means by which our profession keeps chugging along. Well, to speak more accurately, your profession, since as you point out I am no longer paid by anyone to be a reader of texts or to help other people undertake that work. Payment, as my latest labor of love suggests, is not necessary—though the want of it is profoundly uncomfortable & of course the kids suffer.

In any event I am brought back to something you said at the beginning of your post. I am extremely happy to be characterized by you as “a scholar of rare conviction and a thinker of even rarer originality,” and wouldn’t it be nice to think that this is the reason I am presently unemployed! My feeling is that the truth is more mundane and (to me) more unsettling. My last position, as you know, was Associate Professor of Literature and Philosophy at Yeshiva University, and when I am asked what happened there the best way I have of explaining is with a line cribbed from The Great Gatsby. I say I fell into the hands of careless people. ‘Careless’ is perhaps less damning a mode than many others (like ‘ill-willed’ or ‘frightened by originality’) but I think that when it is the mode taken up by professional readers and critics it can feel almost calculated—an engine of professional life rather than an obstacle to it. Isn’t that what Kant demonstrated, when in his Critique of Pure Reason his “unwarrantable” use of the word “noumena” (to quote Schopenhauer) both launched his own career and buried Plato’s own view under two centuries of misreading?

I’m sure I have made certain missteps, here—but oh, the pressure of a blog to respond quickly! I prefer the slowness of books. And shouldn’t books be read as deliberately as they were written? When did that way of reading end, and what will be the result?


Very much love, Kim

Notre Dame Philosophical Reviews

2018.04.28 View this Review Online   View Other NDPR Reviews

  1. L. Evans,One Foot in the Finite: Melville’s Realism Reclaimed, Northwestern University Press, 2018, 210pp., $34.95 (pbk.), ISBN 9780810136120.

Reviewed by Gary Shapiro, University of Richmond

Recently there has been an explosion of Anglophone philosophical interest in Herman Melville. The author of Moby Dick, or the Whale (1851) was neglected until the Melville renaissance that began among literary critics and historians in the 1920s and that has grown steadily since. However, it is only recently that those working in the analytical philosophical vein have turned their attention to the writer. Others writing in English with a more continental orientation have produced several monographs and essay collections in just the last three years or so. These studies were preceded some decades ago by a number of European thinkers, such as Gilles Deleuze, Jacques Ranciére, and Giorgio Agamben. Evans’s book should be of great interest to those seeking a strong interpretation of Melville’s great novel and to those exploring the value of Wittgenstein’s thought for literary analysis.

Evans focuses specifically on Moby Dick. As her title suggests, she is interested in reclaiming Melville’s realism. In a larger sense, she joins in an effort to reclaim American literature for philosophy, a project identified most frequently, but not exclusively, with the work of Stanley Cavell. She advances a Wittgensteinian reading of the novel, claiming that Melville “in effect lays out a solution to the problem that has vexed philosophy since its inception — the problem of how we grasp thought” (118) or (just a bit more modestly) that he dissolves the Cartesian problem of bridging “the ontological chasm between nonspatiotemporal thoughts and spatiotemporally bound thinkers” (164). While Evans devotes about as much time to explaining her version of Wittgenstein’s philosophy of language, knowledge, and reality as to explicating and commenting on Melville’s text, she does offer a number of distinctive readings of the latter inspired by the former analysis. This book offers an original understanding of Melville’s realism and argues that, so understood, the novel is quite coherent, contrary to many critics who regard it as a poorly patched together combination of a realistic whaling narrative and a metaphysical tragedy.

Evans comments acutely on a signature philosophical passage in Moby Dick that compares a whaling vessel hauling along two dead whales, one on each side, and so precariously balancing itself, to a thinker attempting to juggle Locke and Kant (chapter 73). Nominalistic empiricism competes with the transcendental a priori: is our knowledge limited to the things of sense, or do we possess concepts and forms of intuition that invariably structure our experience while rendering the noumenal world inaccessible? The narrator comments on the plight of those who “for ever keep trimming boat” as they compensate for a tilt toward one by hoisting up the other side. Evans endorses the narrator’s exclamation: “Oh, ye foolish! Throw all these thunderheads overboard, and then you will float light and right.” Melville, as read through Evans’s take on Wittgenstein, recognizes that our concepts are embedded in common forms of life, elements of a rich and complex network of habits, customs, practices, and institutions. The “living whale in his full majesty and significance” — a phrase that Evans repeats with increasing resonance — is not to be reduced either to a set of sensible experiences nor to the idea that a single person might form of the cetacean. The whale is the object of those forms of life practiced by whalemen who pursue, catch, slaughter, process, and are sometimes the victim of the leviathan.

Throughout, Evans engages in a running discussion with a number of Wittgenstein’s leading interpreters and commentators. She is particularly partial to Bernard Harrison’s explication of meaning as use and the concept of language games. Evans suggests a continuity which has not always been apparent between the “logical space” of theTractatus and the Investigations‘s focus on use. In clarifying this project, she observes — rightly, I believe — that it is misleading to reduce Wittgenstein’s meaningful “facts” to mere “things,” as the Pears and McGuiness Tractatus translation tends to do. Literary scholars inspired by (say) Cavell’s readings of Emerson and Thoreau should find these analyses, which are bolstered by discussions in the extensive notes, especially helpful. Philosophers who are in the current Wittgenstein loop may find them a bit repetitious, while others less conversant with relatively recent relevant discussions may be grateful for them……