Cognitive Theories of Art

Nick Gaskill and I have been reading some classic works of aesthetic theory, including Nelson Goodman’s 1976 Languages of Art (Hackett Publishers) and Suzanne Langer’s 1942 Philosophy in a New Key (Harvard UP).  Both Goodman and Langer are committed to a cognitive account of art. By cognition is meant our apprehension of the world.  Art, for them, is a mode of apprehension.  But, from there, it gets fuzzy, complicated, and increasingly implausible very quickly.

The stakes are clear—and I am 60% sympathetic with the cause that Langer and Goodman struggle to advance.  Basically, we are on familiar turf: the defensive insistence on art’s value in a world that seems to find its claims on our attention negligible.  Langer quite explicitly accepts the reigning logical positivist accounts of truth, knowledge, and propositional logic of her day.  But then insists that there is another way of knowing that art embodies and that logical positivism misses.  “Now, I do not believe that ‘there is a world which is not physical, or not in space-time,’ [quote from Bertrand Russell], but I do believe that in this physical, space-time world of our experience there are things which do not fit the grammatical scheme of expression.  But they are not necessarily blind, inconceivable, mystical affairs; they are simply matters which require to be conceived through some symbolistic schema other that discursive language.  And to demonstrate the possibility of such a non-discursive pattern one needs only to review the logical requirements for any symbolic structure whatever. Language is by no means our only articulate product” (88-89).

Langer is committed to 1) an assertion that we can “conceive” of matters relevant to (derived from) experience in non-discursive forms, and 2) that art deals in such non-discursive forms and 3) thus offers us a way to apprehend things that the discursive misses. Hence art is valuable because it is another way of knowing–and one that provides access to information we cannot gain in any other way. (Trouble is, as I am going to discuss, it is not clear that art, even by her account, is distinctive in that way.)

There are “different types of symbolic mediation” (97).  She offers us two basic types: the discursive and the presentational.  “In the non-discursive mode that speaks directly to sense . . . there is no intrinsic generality.  It is first and foremost a direct presentation of an individual object.  A picture has to be schematized if it is to be capable of various meanings.  In itself it represents just one object—real or imaginary, but still a unique object.  The definition of a triangle fits triangles in general, but a drawing always presents a triangle of some specific kind and size.  We have to abstract from the conveyed meaning in order to conceive triangularity in general.  Without the help of words this generalization, if possible at all, is certainly incommunicable” (96, Langer’s italics).

There is a puzzle here—and I can’t decide if it is a deep one or a trivial one.  Presumably, we have direct sensual experience.  So it seems that leaves us with two alternatives when it comes to Langer’s notion of presentational symbols (and of what art does).  Either 1) art is just another instance of direct sensual perception (the artist just creates a new thing for her audience to perceive) or 2) the audience’s perceptual experience of the art object is a different kind of experience than ordinary perception.  The answer to this puzzle must lie in the word “symbol.”  Are everyday perceptions symbolic—or is it only the perceptions that art offers that are symbolic?

It is clear what is at stake for Langer in arguing for presentational symbolism: the widening of the scope of rationality and cognition beyond the strictures of logical positivism.  “The recognition of presentational symbolism as a normal and prevalent vehicle of meaning widens our conception of rationality far beyond the traditional boundaries, yet never breaks faith with logic in the strictest sense.  Wherever a symbol operates, there is a meaning; and conversely, different classes of experience—say, reason, intuition, appreciation—correspond to different types of symbolic mediation.  No symbol is exempt from the office of logical formulation, of conceptualizing what it conveys; however simple its import, or however great, this import is a meaning, and therefore an element for understanding.  Such reflection invites one to tackle anew, and with entirely different expectations, the whole problem of the limits of reason, the much-disputed life of feeling, and the great controversial topics of fact and truth, knowledge and wisdom, science and art.  It brings within the compass of reason much that has been traditionally relegated to ‘emotion,’ or to that crepuscular depth of mind where ‘intuitions’ are supposed to be born, without any midwifery of symbols, without due process of thought, to fills the gaps in the edifice of discursive, or ‘rational,’ judgment” (97-98, Langer’s italics).

What a tangle!  In the first passage I quoted, art offers us a “direct presentation” of something.  Langer appears to desire an unmediated, immediate realm of apprehension that she calls “presentation”—and which is contrasted to the mediated and abstracted conceptualizations that discourse (with its inevitable reliance on generalizing terms) offers.  But then presentations are also to be understood as “symbols,” which ties them as well to conceptualization (and to logic).  With conceptualization comes “meaning” with its corollary “an element for understanding.”  Presumably, understanding is tied to cognition.  In the second passage quoted, the argument leads to “judgment” as the mental capacity exercised in the encounter with the presentational symbol. 

The very next paragraph (I have not skipped anything here) gives us a better sense of what Langer thinks judgment is/does—and ties to judgment to knowledge.

“The symbolic materials given to our senses, the Gestalten or fundamental perceptual forms which invite us to construe the pandemonium of sheer impressions into a world of things and occasions, belong to the ‘presentational’ order.  They furnish the elementary abstractions in terms of which ordinary sense-experience is understood.  This kind of understanding is directly reflected in the pattern of physical reaction, impulse and instinct.  May not the order of perceptual forms, then, be a possible principle for symbolization, and hence the conception, expression, and apprehension, of impulsive, instinctive, and sentient life?  May not a non-discursive symbolism of light and color, or of tone, be formulative of that life?  And is it not possible that the sort of ‘intuitive’ knowledge which Bergson extols above all rational knowledge because it is supposedly not mediated by any formulating (and hence deforming) symbol is itself perfectly rational, but not to be conceived through language—a product of the presentational symbolism which the mind reads in a flash, and preserves in a disposition or an attitude?” (98, Langer’s emphasis).

Judgment for Langer, apparently, is what makes sense of “the pandemonium of sheer impressions.”  We need to do some basic abstracting, some sorting of our sense impressions into kinds or into analogies with other impressions, to attain any understanding.  I think (relying on this and other passages in her book) that she, in Kantian fashion, builds this abstracting, this “formulization,” into the very act of perception. For example: “Our merest sense-experience is a process of formulation. . . . [T]he world of pure sensation is so complex, so fluid and full, that sheer sensitivity to stimuli would only encounter what William James has called . . . ‘a blooming, buzzing confusion.’ Out of this bedlam our sense-organs must select certain predominant forms, if they are to make report of things and not of mere dissolving sensa. . . . An object is not a datum, but a form constructed by the sensitive and intelligent organ, a form which is at once an experienced individual thing and a symbol for the concept of it, for this sort of thing”(89, Langer’s italics).

Thus, it is not clear that she actually allows for any distinction between “ordinary sense experience” and its symbolization (abstraction).  The two occur simultaneously; the “fundamental perceptual forms” are always already there.  Intuitive knowledge happens in a flash; there is no discernible gap between perception and the act of judgment that gives that perception “form.”  And it symbolization has always already occurred, there is no “direct perception” of the unique object; that object has always been apprehended through the lens of an abstraction that sees it as one of a larger kind (the “sort of thing it is”). 

Nick and I have also been reading Brian Massumi (and I will get to him in posts to come)—and he is committed to the quest for certain forms of immediacy.  Certainly, much art since 1890 has tried to by-pass mediation in an effort for an innocent perception, a perception out from under received cultural forms and meanings and categories.  Langer isn’t quite there; she builds mediation (symbolization) into presentation.  She does so because she believes that “symbols” are “vehicles for the conceptions of objects” (60-61)—and an object that has not been conceptualized is, quite fully and literally, meaningless.  You might say that we have “to know” what we are perceiving.  Otherwise, we are lost in “the pandemonium of sheer impressions.,” William James’ bedlam. A symbol, after all, is not the thing itself.  But perception of the thing itself without the “vehicle” of the symbol cannot register cognitively.  Such pure perception would be the sheer nonsense that is the bugbear of logical positivism. 

In trying, then, to rescue a non-discursive presentational mode from logical positivism’s narrow understanding of reason and knowledge, Langer goes too far.  How so?  Because if she builds symbolization into perception itself, then it is unclear what distinctive role is left for art.  Even if we grant that art (at least the arts apart from literature) are non-discursive and thus an avenue for meanings and understandings not accessible in discursive, propositional modes, there seems to be nothing that distinguishes art from ordinary perception.  What do we do differently in art from the spontaneous symbolization that accompanies apprehending things in the world?

[An aside: Langer uses the terms “meaning,” “understanding,” “judgment,” “reason,” and “knowledge” very loosely—as if they were synonyms.  All of them, quite clearly, belong firmly in the realm of cognition on her view.  But I still need to sort out for myself if I think that “to know the meaning of a sentence” is distinct—and how—from “knowing that my car is not running because it ran out of gas.”  In other words, are “meanings” a distinct quality of things as contrasted to “causal explanations” or acquaintance (“I know him”).  We can stand, it seems to me, in multiple different relations to things—relations that ordinary language characterizes as “knowledge” of those things—and “meaning” is only one of those multiple possible relations.  Jumbling them all up under the general rubric of “knowledge” or “reason” is not helpful.  From which it follows (as Langer presumably agrees) that there are also different modes of “cognition” (coming to “know” something)—and art might name one of those modes.  That’s what a cognitive theory of art aims to establish.]

Langer digs the hole she is trying to escape even a bit deeper. Not only does she have to show that art’s presentational symbols do something that ordinary perception does not, but she also insists that we need to have a way to distinguish good art from bad art.  (See 207-208.)  Langer’s solution to this double problem is to extol “perfection of form” (208).  Art is distinguished from ordinary perception by its abstraction away from the sensible (sensuous) particular things.  “’Artistic meaning’ belongs to the sensuous construct as such” (208).  That is, art is sensuous, but in a way that calls our attention to “the construct” not to the thing (or things) the art object offers to perception.  “It exhibits pure form not as an embellishment, but as its very essence. . . . [T]he meaning of art belongs to the sensuous percept itself apart from what it ostensibly represents” (209).

If this is the case, then what is the cognitive content art is delivering?  What does the apprehension of form enable us to know?  What meanings does it convey—or allow us to grasp?  Langer takes music as her primary art form because it is most fully distanced from representation, from “content.”  Langer’s position is that music is “about” feelings, but it is not a representation of feelings.  “If music has any significance, it is semantic, not symptomatic.  Its ‘meaning’ is evidently not that of a stimulus to evoke emotions, nor that of a signal to announce them; if it has an emotional content, it ‘has’ it in the same sense that language ‘has’ its conceptual content—symbolically.  It is not usually derived from affects nor intended for them; but we may say, with certain reservations, that it is about them.  Music is not the cause or the cure of feelings, but their logical expression; though even in this capacity it has special ways of functioning that make it incommensurable with language” (218).

The basic idea is that music abstracts from particular emotions to reveal the fundamental form  (particularly its rhythms, duration, unfolding, and entwined relations among various elements) of an emotion.  Music has “genuine conceptual content” (219).  “[M]usic is not self-expression, but formulation and representation of emotions, moods, mental tensions, and resolutions—a ‘logical picture’ of sentient, responsive life, a source of insight, not a plea for sympathy.  Feelings revealed in music are essentially not ‘the passion, love or longing of such-and-such an individual,’ inviting us to put ourselves in that individual’s place, but are presented directly to our understanding, that we may grasp, realize, comprehend these feelings, without pretending to have them or imputing them to anyone else” (222).  The cognitive pay-off is made clear here. 

And Langer fully understands that it requires what she calls “psychical distance,” a term she borrows from Edward Bullough.  Here is the traditional idea that knowledge requires “reflection,” and a distance between the knower and the thing known.  Immersion is dangerous, messy, inchoate, and over involved.  This commitment to distance (as Bourdieu outlines in Distinction) goes hand-in-hand with the elevation of form over content, and with the disparagement of popular art as offering cheap thrills in place of more subtle contemplative pleasures.

“[T]he hall-mark of every artistic ‘projection’ of experience . . . does not make the emotive contents typical, general, impersonal, or ‘static’; but it makes them conceivable, so that we can envisage and understand them without verbal helps, and without the scaffolding of an occasion wherein they figure (as all self-expression implies an occasion, a cause—true or imaginary—for the subject’s temporary feelings).  A composer not only indicates, but articulates subtle complexes of feeling that language cannot even name, let alone set forth.  He knows the forms of emotion and can handle them, ‘compose’ them” (222).

I am sympathetic to an “articulation” understanding of the arts—and that is why I am attracted to cognitive theories.  We “know” something better after an artist articulates it for us.  That “something” may be contents (feelings, beliefs, commitments, values, intuitions) that were fairly inchoate before our encounter with the clarifying work of art.  And I am happy to say that articulation can come in non-discursive modes when the art is question is music or painting or other varieties that use non-linguistic media.  I can even get on board with saying that such knowledge as the arts import has it uses.  Perhaps it allows us to better grasp our own commitments; perhaps it lets us see meaningful connections or patterns that hadn’t previously occurred to us.  In some cases it might even change our understanding of some thing (here we get to more rhetorical understandings of art, a topic I’d like to consider).

But where I get stuck is Langer’s elevation of form over content (notice how the word “form” gets snuck into the last sentence of the passage I just quoted).  How is making certain emotional experiences “conceivable” a matter of form, not content?  And why does it preclude my being marched through those emotions as part of the experience of the art work?  I am inclined to a more Stanley Fish-type “surprised by sin” approach.  The art work sees me submitting to an emotional process that it also provides me the resources to (eventually) reflect upon.  It is this doubleness that distinguishes art works—and that doubleness has less to do with form than with the “fictional” nature of art.  If there is a “psychical distance,” then that distance is provided by our knowing in some part of ourselves that this experience isn’t “real.”  We have these emotions (you’ll laugh with him, cry with him), but they are “make believe.”  And like the experiment in the lab, which is also “controlled” and distinct from actual life processes, the art work can tell us something about the “real world.”  But I don’t see how that something it tells us is only and purely “formal.” 

It all comes down to what is meant by form.  I think form is simply the way various elements are arranged.  A skillful artist will arrange her materials in a way that maximizes their impact.  The recent  movie version (2019) of Little Women offers an interesting example.  From any straight-forward story-telling point of view (not to mention how the source novel tells its story), the film was overly complex.  Its arrangement of its various incidents jumps around wildly in time and is potentially disorienting.  Any viewer unfamiliar with story would be very confused.  But that was Greta Gerwig’s (the writer and director) salvation.  Her arrangement is parasitic on the assumption that the story was familiar to her audience.  Thus she did not have to prioritize that audience’s ability to follow the plot line—and could achieve a variety of other effects through her formal tricks.  But it seems crazy to me to then claim that those formal tricks are the sole focus of the true art appreciator, or the sole criterion for judging the film’s success or failure.  The formal tricks were clearly adopted in service of various meanings, emotions, values that Gerwig wanted to convey.  The content that she desired to deliver is what gives the formal tricks their point.  Otherwise it is just an empty exercise in cleverness.

Now Langer clearly thinks that knowing “the forms of emotion” (222) has its benefits.  But without a much more specific statement about what those forms are, I am at a loss.  To say, for example, that the emotion of grief has its rhythms and its stages—and that music can gives us a feel for them—is not nothing.  But such a statement (or such a presentation in a work of music) abstracted from the content of grief is close to senseless.  Which, Bourdieu would say, is the point: to get as far away from the sense as possible into a world of pure intellect.  That isn’t exactly where Langer heads.  Instead, she wants to make sure the sensuous is “conceptualized.”  Only then can it become something we can cognize, something that can be invested with meaning, and become an object of knowledge.

I’ll get to Goodman and Massumi is future posts.

Rachel Kushner

I have recently read Rachel Kushner’s novels, Telex from Cuba and The Flamethrowers.  They are both compelling reads.  Telex is more coherent, telling the story of Castro’s take-over of Cuba, mostly from the perspective of Americans living and working in Cuba at the time.  The narrative evokes both the blindness of those Americans to what is happening—and the nostalgia for pre-Castor Cuba (and their lives there) that afflicts these Americans after they return to the States. 

The Flamethrowers is a mess.  The story wanders all over the place, with various characters and incidents offered up with no subsequent follow through.  But is it always interesting.  In its second half, it wanders into narrating radical (and violent) political action, specifically the Italian Red Brigade of the 1970s and their kidnappings and executions of business executives.  The narrative voice during this section of the novel is curiously disengaged.  It is not best described as a recording of the events that refuses to suggest any stance (moral or emotional) to them.  Rather, there is a kind of unreality about the whole narration, as if (without ever explicitly stating this) the events are presented as an unbelievable fiction, as a visit to an alternative world neither the narrator nor her readers could actually credit.  It’s like the play violence of a video game rather than violence that is actually experienced as a shock or a grim fact.  There is something pro forma about these sections of the novel, as contrasted to the tale of the heroine’s experiences in the first half.  Adding to this effect is the fact that the heroine walks away from the violence in Italy (in which she has become entangled) with little to no discernible effect on her life or attitudes. It’s as if it didn’t happen.

The violence in Telex is not sidestepped in the same way.  Maybe it’s because we are dealing with a successful revolution—and with a civil war that saw wide-spread violence on both sides.  In any case, Telex contends with the issue of the ways violence is utilized in political struggles—and with the divide between those willing (able?) to deploy violence in cold-hearted, “calculated” ways and those to whom violence is beyond the pale (for whatever emotional or moral reasons). 

The following passage leads me to think about the connection between meaning and “the deliberate.”  Obviously, we can do things that convey meanings we never intended to convey.  But there are also cases where we very carefully set out to communicate something, to insure that what we do or say is fraught with meaning.  Cases where we take special care to see that our meaning gets across.  Kushner ties this heightened attention to meaning to certain acts of violence, ones that can be deemed “rhetorical,” through a speech given by the character La Maziere to a group of Castro’s guerillas after they have captured two of the counter-revolutionary forces.

“Executions, La Maziere continued, his voice rising to be sure everyone heard, was an act of intent, purpose, and exactitude. Assassination was a far lower act, an act of opportunity, or worse, ‘necessity’—a word he said as if it were a soiled, smelly rag he held between two fingers.  Execution was a ritualized killing, he emphasized.  It was never, ever, an act of necessity.  It was always an act of choice, a calculated delivery of justice.  And only by the elevated loft of choice, he explained, could the act of killing take on symbolic meaning.  Killing, he said, had meaning, voluptuous and mystical meaning that should never be squandered.  An execution was a rhetorical weapon, a statement that could not be disproved, just as a man could not be restored from death” (pg. 232 of Telex from Cuba).

Meaning is enhanced by ritual, by the elaborate staging/demonstration of deliberate choice, and by full publicity, full openness to view.

Roberto Unger: Utopia, Participatory Democracy, and Exemplary Action

I have now read two recent pieces by Roberto Unger: the essay “The Knowledge Economy: A Critique of the Dominant View” and the transcript of a session at the OECD in Paris, entitled “Inclusive Vanguardism: The Alternative Futures of the Knowledge Economy.”  (Both are available as PDFs on Unger’s website: http://www.robertounger.com/en/).

Here is a quick outline of his basic project: the knowledge economy names a significant shift in the mode of production.  Specifically, it changes the Fordist model of the mass production of exactly identical products into the machine-driven production of customized products.  Thus, the new automatons change the dynamics of scale—and have the potential to upset entirely the “law” of diminishing returns. (Each now copy of a digital product costs almost nothing to produce; so the millionth copy of Microsoft Word produces a larger profit than the first 10,000 copies.)

Interestingly, Unger (unlike so many others writing on this theme) does not think the human race is about to reach a condition of post-scarcity.  Perhaps this is because he comes from the global South.  Because he still believes scarcity is a problem, he is in favor of “perpetual innovation” and increasing the productive powers of our machines.  Utopia, in his view, is having humans only do the work that cannot be done by machines (which might be characterized as “care” work—teachers, health care providers, child and elderly care, environmental protection etc.) 

To unleash both the full productive and full utopian possibilities of the knowledge economy requires, in his view, the full-scale involvement of all in the work of innovation—hence his focus on “inclusive vanguardism.”  We need to structure our societies to encourage constant experimentation as we search for the technical solutions to our many needs and problems. 

In focusing on the mode of production and in what can only be called his technological optimism, Unger looks very much a disciple of Marx.  I think many readers would share my sense that the biggest lacuna in his work is any attention to environmental concerns.  He talks (in the OECD session) a lot about Brazil, yet never once mentions the subjection of Brazil’s land to extractive processes that are an environmental disaster.  The knowledge economy (this statement is me, not Unger), no less than Fordist production, is a vampire with a seemingly endless appetite for “natural resources.” 

“Perpetual innovation” in and of itself is no answer.  Innovation has to be in the service of ends that are not destructive and/or unjust.  Yes, we must experiment with and try to develop innovations that alleviate the severity and costs of climate change.  But to believe (and invest and pursue) only technological fixes to environmental degradation is to trust the very mind-set that got us into this mess. We need also to re-think the whole obsession with “productivity” and “growth.”  Unger appears utterly committed to the promotion of growth as the correct goal of our economics.

Having lodged that (fundamental) objection to his project, I want to dwell on what I found inspiring in these two pieces.  Unger is advocating for radical social changes, but he argues forcefully that change is always piecemeal.  You must begin where you are, experimenting with what is possible in this set of circumstances, even as you have an eye on the long-term, larger transformations your local action is aiming toward.  On the other hand, this focus on the local (which includes an endorsement of “radical devolution” in federalist arrangements that permit substantial regional divergences) does not neglect the considerable power of the state.  For starters, the state must permit those local experiments—and enable them through institutional/legal orders and with financial resources.  But there also has to be a national (at least) vision that enlists the state in the project of inclusion, of breaking down the hierarchies that establish the division between the “knowledge workers” and the drudges. 

When faced with an acknowledgement of all that is wrong with current arrangements, Unger insightfully tells us that any suggested remedial actions usually are felt to be “too trivial” (not substantial enough to effect the “real” change we want to see) or “utopian” (not remotely feasible under present conditions; just fantasies that we have no way of getting to from here).  This strikes me as completely accurate—and it has a chilling effect, is a formula for hopelessness, exhaustion, and apathy. 

My own sense (derived from Arendt) of how to combat this dilemma is to say that any kind of political or social activism must combine immediate rewards with “eyes on the prize.” Change is slow, uneven, prone to set-backs, never matches the full utopian vision, and a source of painful conflicts and compromises.  Plus it is very hard to see the effectiveness of any single action in bringing change about.  For all those reasons, the participation in any social movement must involve the excitement of working creatively with a set of people toward a common end.  It is that experience of immersion in a collective project that sustains long-term political movements.

Unger is an advocate of what used to get called (I guess still is, although this theme has retreated from much recent work in democratic theory) “participatory democracy.”  He calls for “a high-energy democracy that makes change less dependent on crisis because it increases the level of organized popular engagement in political life . . . and combines the possibility for decisive action on the part of central government with opportunities for radical devolution to states and towns—the creations, in different parts of a country, of countermodels of the national future” (68-69 in the Knowledge essay).

Unger has some sharp critiques of social democracy along these lines—basically arguing that it turns citizens into passive recipients of benefits handed out by the central government instead of active shapers of their civic life.  He doesn’t want to see citizens as “consumers” that the government must serve.  Unlike the conservative critique of the “nanny state” (even as Unger’s worries about passivity chime with some conservative views), the idea here is to have citizens actively engaged in the provision of those services.  Unger favors mandatory national service; along with paying taxes to see that children and the elderly are cared for (to take one example), citizens would be expected to provide that care for some portion of their working life (either as a two year service period or as a periodic—one month a year—seconding.) This service would increase trust and empathy, both of which are in short supply in today’s world, even as it would also increase a sense that we are collectively responsible for the welfare of all our fellow citizens and actively engaged in both thinking about and participating in the best ways to insure that welfare.

Multiple ways to promote citizen interaction, as well as citizen involvement in the shaping of policy, would also be needed.  Most crucially, perhaps, is the need from workplace democracy.  The whole notion of an “inclusive vanguard” is built upon breaking down the hierarchies in the workplace that reserve expertise to a small minority.  Everyone should be invited to participate in developing innovative ideas and experimental projects—and everyone should be provided with the education that makes such a democratization of expertise possible.

Unger understands that experimentation cannot take place where people have no economic security.  Necessity, it turns out, is not the mother of invention.  The absence of fear, the knowledge that one’s daily bread is secure, plus immersion in high-energy, collaborative (yet also somewhat competitive; Unger is fond of the phrase “cooperative competition”) environments is what stimulates the imagination and makes it possible to take risks.  Make the cost of failure too high—and very few will take any risks.  So, far from those conservative cowboys who adopt the macho line of letting the fittest survive in the jungle of the “free market,” Unger describes a political/economic regime that underwrites innovation and experimentation by providing the resources that make sure such experiments are not matters of life and death. 

Why the focus on experiments?  Three reasons, I think, all of which resonate with the project of “social choreography.” First, we don’t know in advance (through some kind of theoretical thought) what actually works.  There are always unanticipated and unexpected consequences of any course of action—just as there are always unanticipated obstacles and (if we are lucky) serendipitous successes. 

Second, experiments undertaken collectively are a site (and a very non-trivial one) of happiness.  Participation can be—and often is—a joy.  And it is the energy of that joy that carries the project forward even as it encounters difficulties and even as its contribution to a larger social transformation is not clear.  Participation (and this is the Arendt piece) can be an experience (in miniature but in the real time of the present) of the kind of society we are aiming to produce. In short, participatory democracy in action, here and now.

Third, if we accept that change is piecemeal, then our experiments are “exemplary actions” (the phrase is Unger’s), demonstration projects that show what is possible.  We don’t have to—and should not—wait upon total transformation to begin living the lives we desire to live.  We can find the others who are willing to experiment with us—and begin to dance.

Roberto Mangabeira Unger

Roberto Mangabeira Unger is a funny case.  He is a prolific writer, has been based for much of his career at Harvard’s Law School, and has twice served as Brazil’s Minister of Strategic Affairs—and, yet, his work is not read in the political theory and political activist circles that I frequent.  I don’t know why Unger’s work is not required reading for academics working in these fields.  He is not unknown, but he is not read.  Which is a pity. 

Unger’s concept of “false necessity” (from his 1980s trilogy Politics: A Work in Constructive Social Theory) has been foundational for me.  That concept is also not a bad entry point into Unger’s work.  He is best described as a visionary.  He refuses to accept that current social, legal, and political arrangements are dictated by some facts about human nature or irrefutable “realities” that make alternatives implausible, perhaps even impossible.  At the same time, he is unimpressed by global categorizations of any set of arrangements.  Terms like “capitalism,” “liberalism,” and “socialism” are, in his view, impediments to thinking and to action.  We need, instead, granular imaginative visions of what is possible—and specific interventions at the institutional sites (workplaces, schools, markets, law courts, legislative and regulatory bodies) of social interaction. 

The first requirement for making something happen, as Woody Allen famously remarked, is showing up.  How unsexy is that!!  Unger’s focus on specific sites of engagement is all about showing up, about transforming conditions on the ground not through the magic of some overarching theory that explains everything, but through working out and then sustaining alternative relations among the actors (human and non-human) involved in that specific undertaking. 

The focus (deriving, ultimately, I think from Marx’s emphasis on the “social relations” that accompany any mode of production) in Unger is always based firmly on relations.  Who gets to do what?  Where does authority reside?  Who sets the agenda?  Who gets the deciding vote when conflicts arise? Most crucially: how does any group establish relations that unleash the imaginative and creative potentials each of us possess?  That’s Unger’s visionary, utopian moment: his firm belief that a meaningful and satisfying life is based on conditions that allow (nay encourage) each individual to discover and express his or her creativity.  Current arrangements stifle us—and unnecessarily so.  We need to fight our way toward unleashing what is currently bottled up—and we need to wage that fight at the multiple sites where we are engaged with others in the variety of enterprises that interest us. 

In short: imagine new forms of collectivity, of being together, that exchange frustrating us for fulfilling our potential. And then put those imagined forms into action.

I have returned to Unger’s work (since my first encounter with it in the 1980s) periodically over the years, having read at least six of his books.  (You can access just about everything he has written in pdf format on his web page: http://www.robertounger.com/en/)

Right now, I have picked him up again at the behest of Steve Valk, who heads up the Institute of Social Choreography (based in Frankfurt; https://www.facebook.com/InstitutFuerSozialeChoreographie).  In particular, Steve is interested in Unger’s recent work on the “knowledge economy,” in which he argues (among other things) that the imaginative innovations we associate with the knowledge economy have been restricted to an “insular vanguard.” That small group retains possession of its ideas through patents, copyright laws, and intellectual property statutes while also limiting access to the imaginative processes of creating ideas by limiting educational opportunity and by strictly enforcing workplace hierarchies that segregate the “idea work” from the grunt work performed by the underlings who form the vast majority of workers.  Unger calls for an “inclusive vanguard” which would entail new ideas arising out of practices on the workshop floor (or the equivalent concrete interactions at other social sites) instead of the current procedure of helicoptering new ideas in from outside of those interactions.  Think of your latest report from McKinsey as the paradigm of outsourcing creativity to “consultants” instead of calling on the people actually doing the work to consider better and innovative ways to do it.

Unger’s vision—with its focus on concrete interactions—is inspiring for the Institute for Social Choreography because, in the words of Andrew Hewitt (author of the book, Social Choreography, Duke UP, 2005):  “We might think of choreography in terms of ‘rehearsal’; that is, as the working out and working through of utopian, nevertheless ‘real’, social relations.” Dance is, par excellence, a collective art form—and thus a fruitful site for imagining and then enacting new forms of social togetherness. In addition, dance reminds us that social relations are lived in and through the body, are instantiated in bodily habits as much as in received, unquestioned ways of thinking.

In subsequent posts, I will consider Unger’s take on the “knowledge economy” in more detail.